Financial Examiner how-to

How to Write a Clear Exam Finding

Clear findings get fixed.

Updated By the Career Education Institute Curriculum Team
Quick answer

Clear findings get fixed. In short: state; cite; explain, then complete the remaining steps below.

Step by step

  1. State the condition.

  2. Cite the criteria.

  3. Explain the cause.

  4. Describe the effect.

  5. Recommend action.

  6. Set a deadline.

Safety reminders for financial examiners

  • Protect confidential supervisory information
  • Avoid conflicts of interest
  • Follow travel safety
  • Report wrongdoing

CAMELS · Capital adequacy · Asset quality · Call report · BSA · AML: see the full financial examiner glossary.

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