Career roadmap
How to Become a Brokerage Clerk
The education, training, certifications and steps it takes to start working as a brokerage clerk, plus how long it takes and where the career can lead.
To become a brokerage clerk: (1) finish high school, (2) take finance courses, (3) get hired in operations, (4) pass the SIE, (5) advance. Most people need about A few months on the job. BLS lists “high school diploma or equivalent” as the typical entry-level education.
5 steps to become a brokerage clerk
Finish high school
Or GED.
Take finance courses
Helpful.
Get hired in operations
Clerk.
Pass the SIE
Credential.
Advance
Operations specialist.
Education and training requirements
A high school diploma and moderate on-the-job training are typical; some college helps.
| Typical entry-level education (BLS) | High school diploma or equivalent |
|---|---|
| Related work experience | None |
| On-the-job training | Moderate-term on-the-job training |
| Typical training time | A few months on the job |
Certifications and licenses
- SIE exam: Securities Industry Essentials.
- Series 99: Operations professional.
- Excel certification: Helpful.
- Finance courses: Helpful.
Skills to build now
Start with trade processing, securities basics, and reconciliation, and practice accuracy and focus. Learning the brokerage clerk vocabulary early makes training and interviews easier.
Where the career can lead
- Brokerage Clerk: Entry.
- Operations Specialist: Complex tasks.
- Operations Supervisor: Lead.
- Operations Manager: Run ops.
Get a head start
Our self-paced Brokerage Clerk training gives you a realistic, practical overview of the job (duties, terminology, step-by-step tasks, safety and interview prep) so you can decide with confidence and show employers you’re serious.
Common questions about getting started
How long does it take to become a brokerage clerk?
Most people need about A few months on the job of training. A high school diploma and moderate on-the-job training are typical; some college helps.
Do you need a degree to be a brokerage clerk?
No four-year degree is typically required. BLS lists “high school diploma or equivalent” as the typical entry-level education, plus moderate-term on-the-job training.
What certifications are available for brokerage clerks?
Common credentials include SIE exam, Series 99, Excel certification, and Finance courses. Requirements vary by state and employer.
Sources
- U.S. Bureau of Labor Statistics, BLS Occupational Employment and Wage Statistics (OEWS), May 2025, SOC 43-4011 (Brokerage clerks).
- U.S. Bureau of Labor Statistics, BLS Employment Projections, Table 1.2 (2025–35).
- O*NET OnLine summary for Brokerage clerks (U.S. Department of Labor).
- BLS Occupational Outlook Handbook.
Reviewed by the Career Education Institute Curriculum Team. Pay figures are national estimates; local pay varies. See our editorial policy.